GT
Gary B. Tietjen
CETERA INVESTMENT ADVISERS LLC
LUNDENHURST, NY
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CRD#: 1153771
GT
Professional summary
Gary Brett Tietjen, who also goes by Gary B Tietjen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lundenhurst, New York and CETERA FINANCIAL SPECIALISTS LLC located in Lundenhurst, New York.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gary has worked at 7 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary B Tietjen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WTI ADVISORS INC. INVEST. RELATED 77 BROADWAY, SUITE A, PO BOX 305 AMITYVILLE, NY 11701 MARKETING PROPERTY AND CASUALITY INSURANCE, PERSONAL AND BUSINESS-PRESIDENT MANAGING AND MARKETING INSURANCE PRODUCTS 20 HOURS PER WEEK-START DATE 9/78 2) NAME OF OTHER BUSINESS: SUFFOLK COUNTY BOARD OF ELECTION; INVESTMENT RELATED: NO; ADDRESS: YAPANK, NY NATURE OF BUSINESS: POLLING LOCATIONS / ELECTIONS; START DATE: 11/2018; POSITION/TITLE/RELATIONSHIP: ELECTION OFFICIAL APX NUMBER OF HOURS PER WEEK: 34 PER YEAR; APX NUMBER OF HOURS DURING TRADING HOURS: 34 PER YEAR; BRIEF DESCRIPTION OF DUTIES: ASSIST VOTERS TO THE BALLOT BOX; 3) NAME OF OTHER BUSINESS: ALL ISLAND INVESTIGATIONS NY INC; INVESTMENT RELATED: NO; ADDRESS: 59 AMY DR, SAYVILLE, NY 11782; NATURE OF BUSINESS: PROPERTY/REAL ESTATE INVESTIGATIONS; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: INVESTIGATOR; APX NUMBER OF HOURS PER WEEK: 6-9; APX NUMBER OF HOURS DURING TRADING HOURS: 6-9; BRIEF DESCRIPTION OF DUTIES: INVESTIGATE, CONFIRM AND REPORT HOME RESIDENCY STATES FOR SCHOOL DISTRICT PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view Gary Brett Tietjen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LUNDENHURST, NY
Current
August 30, 2001 - Present
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
LUNDENHURST, NY
Past
January 4, 2001 - August 23, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 4, 2001 - August 23, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
August 15, 1994 - December 31, 1994
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
Past
April 4, 1992 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
Past
June 19, 1983 - May 25, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/24/2021)
RR
Florida(1/2/2020)
RR
New York(8/30/2001)
IAR
New York(4/12/2021)
RR
North Carolina(1/2/2021)
RR
South Carolina(10/9/2023)
RR
Texas(5/22/2023)
IAR
Texas(5/22/2023)
RR
Virginia(5/7/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
