Phillip L. Primm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Lynn Primm, who also goes by Phillip L Primm, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1996. Phillip had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2015 - December 24, 2018
LION STREET FINANCIAL, LLC
April 23, 2009 - August 12, 2015
KESTRA INVESTMENT SERVICES, LLC
February 21, 2008 - March 24, 2009
USF SECURITIES, L.P.
March 27, 2006 - February 21, 2008
CETERA ADVISORS LLC
April 27, 2005 - August 1, 2005
WORTH FINANCIAL GROUP INC.
December 30, 2000 - December 31, 2004
MMC SECURITIES LLC
December 13, 1996 - December 30, 2000
MARSH & MCLENNAN SECURITIES CORPORATION
January 9, 1996 - May 7, 1996
TBG FINANCIAL
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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