Andrew J. Powers

PENSION & WEALTH MANAGEMENT ADVISORS

Carnel, IN

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CRD#: 1152856

Professional summary

Andrew John Powers, who also goes by Andrew J Powers, Andy Powers, Drew Powers, is a registered financial advisor currently at PENSION & WEALTH MANAGEMENT ADVISORS located in Carnel, Indiana.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Andrew has worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 2, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew J Powers | Andy Powers | Drew Powers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 7/1/2021 - National Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/14/2021 - National Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 160 Hours Per Month - I provide investment advisory services through National Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3 FINRA Arbitrator - Investment Related - 06/2023. Arbirrator in arbitration cases

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Powers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2024 - Present

PENSION & WEALTH MANAGEMENT ADVISORS

RIA

CRD#: 309546

Carnel, IN

Past

January 5, 2022 - May 24, 2022

NATIONAL WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 174883

Carmel, IN

Past

July 19, 2021 - December 31, 2021

NATIONAL WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 174883

Carmel, IN

Past

July 1, 2021 - April 4, 2022

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

Past

February 25, 2019 - July 8, 2021

USI ADVISORS

RIA

CRD#: 108113

Carmel, IN

Past

February 25, 2019 - July 8, 2021

USI SECURITIES, INC.

CRD#: 43793

GLASTONBURY, CT

Past

July 24, 2013 - January 29, 2020

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

January 22, 2013 - February 13, 2019

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

October 5, 2010 - October 11, 2012

OSAIC FA, INC.

RIA

CRD#: 3978

RADNOR, PA

Past

October 5, 2010 - October 11, 2012

OSAIC FA, INC.

CRD#: 3978

RADNOR, PA

Past

June 30, 2006 - September 1, 2010

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

CINCINNATI, OH

Past

August 2, 2005 - June 30, 2006

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

March 3, 2000 - July 30, 2004

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

October 15, 1993 - December 7, 1998

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

June 21, 1991 - October 15, 1993

AELTUS CAPITAL, INC

CRD#: 24928

HARTFORD, CT

Past

February 19, 1985 - November 9, 1987

G. R. PHELPS & CO., INC.

CRD#: 173

Past

June 19, 1983 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENSION & WEALTH MANAGEMENT ADVISORS

PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/8/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2004

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/7/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 2

Date: 8/4/1981

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 7/15/2013

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/2/1989

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PENSION & WEALTH MANAGEMENT ADVISORS

PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

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Contact information

Main Address

800 South Street Suite 160, Waltham, MA 02453

Mailing Address

Phone number

(781) 810-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENSION & WEALTH MANAGEMENT ADVISORS (4/29/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 452,222,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew J. Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL WEALTH MANAGEMENT GROUP, LLC

NATIONAL WEALTH MANAGEMENT GROUP, LLC

LPL FINANCIAL LLC

USI ADVISORS

USI SECURITIES, INC.

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK DISTRIBUTORS LLC

OSAIC FA, INC.

OSAIC FA, INC.

AMERITAS INVESTMENT COMPANY, LLC

CARILLON INVESTMENTS, INC.

DWS DISTRIBUTORS, INC.

VOYA FINANCIAL PARTNERS, LLC

AELTUS CAPITAL, INC

G. R. PHELPS & CO., INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

PENSION & WEALTH MANAGEMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/1985

SIE

Date: 10/1/2018

Series 7

Date: 2/3/2004

Series 22

Date: 5/7/1985

Series 2

Date: 8/4/1981

Series 24

Date: 7/15/2013

Series 26

Date: 11/2/1989

Current Firm

PENSION & WEALTH MANAGEMENT ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENSION & WEALTH MANAGEMENT ADVISORS

TRUST BUT VERIFY

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