Eugene C. Paquette
Professional summary
Eugene Charles Paquette, who also goes by Eugene C Paquette, Gene Paquette, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bolingbrook, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Bolingbrook, Illinois.
Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Eugene has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eugene Charles Paquette's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 852 Tam O'shanter Circle, Bolingbrook, IL 60440June 29, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
February 9, 1998 - July 2, 2004
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
October 6, 1989 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
February 24, 1988 - September 11, 1989
MONY SECURITIES CORPORATION
October 20, 1987 - February 27, 1988
COMPREHENSIVE FINANCIAL PLANNING SECURITIES, INC.
December 10, 1985 - September 7, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 21, 1985 - February 20, 1988
FIRST AFFILIATED SECURITIES, INC.
February 15, 1985 - December 31, 1988
OSAIC FA, INC.
February 15, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
June 19, 1983 - April 23, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2025)
(11/12/2024)
(6/29/2004)
(7/2/2004)
(7/22/2025)
(10/20/2009)
(7/15/2008)
(12/22/2009)
(12/1/2022)
Exams
Series 2
Date: 6/28/1974
Non-Member General Securities ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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