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JM

James A. Myron

KOVACK SECURITIES
Osprey, FL
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CRD#: 1152511
JM

Professional summary


James Alfred Myron, who also goes by James A Myron, Jim Myron, is a registered financial professional currently at KOVACK SECURITIES INC. located in Osprey, Florida.

James is registered as a RR (Registered Representative) and started their career in finance in 1983. James has worked at 7 firms and has passed the SIE, Series 6 and Series 2 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


James A Myron | Jim Myron

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view James Alfred Myron's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 17, 2014 - Present

KOVACK SECURITIES INC.

Office #2: 392 Gambel Oak Ct., Millersville, MD 21108
BD
CRD#: 44848
Osprey, FL
Past

January 9, 2012 - September 25, 2014

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
GLEN BURNIE, MD
Past

October 26, 2009 - December 31, 2011

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
GLEN BURNIE, MD
Past

May 4, 2004 - September 21, 2009

RAMPART FINANCIAL SERVICES, INC.

BD
CRD#: 43294
DOYLESTOWN, PA
Past

September 25, 2001 - December 31, 2003

PAN-AMERICAN FINANCIAL ADVISERS

BD
CRD#: 15578
NEW ORLEANS, LA
Past

August 7, 1995 - August 4, 2001

CBIZ FINANCIAL SOLUTIONS, INC.

BD
CRD#: 16678
CLEVELAND, OH
Past

June 19, 1983 - October 7, 1987

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
Past

June 19, 1983 - December 17, 1990

AETNA FINANCIAL SERVICES, INC.

BD
CRD#: 13255
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/9/2017)
RR
Maryland
(10/17/2014)

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 10/21/1969
Non-Member General Securities Examination
SRO Registrations
RR
FINRA

Current Firm


KS
KOVACK SECURITIES INC.
KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS

CRD#: 44848 / SEC#: , 8-50847

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308
Mailing Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308
Phone number
(954) 782-4771
Established
Florida since 04/22/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KOVACK FINANCIAL, LLC.OWNER
KOVACK, BRIAN JOHNCEO2809477
SHICK, ISABELLE ALLISONFINOP5364794
WOLFE, MELINDA SUECHIEF COMPLIANCE OFFICER/EVP1627593

Disclosures


Regulatory Event5
Arbitration5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KOVACK SECURITIES INC.

CRD#: 44848Osprey, FL

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