Michael A. Morgan

BROOKSTONE WEALTH ADVISORS

Bedford, TX 76022

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CRD#: 1152434

Professional summary

Michael Alfred Morgan, who also goes by Michael A Morgan, Mike Morgan, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Bedford, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 14 firms and has passed the Series 63 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael A Morgan | Mike Morgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Total Benefit Services (DBA) - INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED; FIXED INSURANCE SALES; START DATE 7/2011;80 HOURS PER MONTH ALL DURING SECURITIES TRADING HOURS;SALES OF FIXED INSURANCE PRODUCTS 2. MAY, 2019 INSTRUCTOR FOR COUNCIL OF FINANCIAL EDUCATION, 970 LAKE CARILLON DRIVE, SUITE 300, ST. PETERSBURG, FL. 33716. I WILL CONDUCT INVESTMENT-RELATED WORKSHOPS & SEMINARS PRESENTING MATERIALS PUBLISHED BY THIRD-PARTIES AND WILL DEVOTE APPROXIMATELY 20 HOURS PER MONTH TO THESE ACTIVITIES, 10 HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alfred Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2023 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 1600 Airport Freeway # 302, Bedford, TX 76022

RIA

CRD#: 137658

Bedford, TX

Past

November 26, 2019 - June 29, 2023

CORECAP ADVISORS

RIA

CRD#: 158819

Hurst, TX

Past

November 26, 2019 - June 29, 2023

CORECAP INVESTMENTS, LLC

CRD#: 37068

Hurst, TX

Past

June 26, 2019 - November 27, 2019

WORLD EQUITY GROUP, INC.

CRD#: 29087

Bedford, TX

Past

April 8, 2015 - December 17, 2019

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

Bedford, TX

Past

March 17, 2015 - July 25, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

Bedford, TX

Past

July 7, 2011 - October 7, 2014

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

LUBBOCK, TX

Past

July 7, 2011 - October 7, 2014

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

LUBBOCK, TX

Past

May 23, 2008 - July 28, 2011

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

LUBBOCK, TX

Past

August 10, 2007 - August 14, 2007

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

URBANDALE, IA

Past

August 10, 2007 - July 28, 2011

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

LUBBOCK, TX

Past

July 10, 2007 - August 14, 2007

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

URBANDALE, IA

Past

March 16, 2006 - July 13, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

LUBBOCK, TX

Past

October 25, 2002 - March 9, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

LUBBOCK, TX

Past

April 10, 1996 - September 30, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 15, 1993 - October 24, 2002

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

March 25, 1985 - October 13, 1988

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

June 19, 1983 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(7/6/2023)

IAR

Texas
(7/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alfred Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORECAP ADVISORS

CORECAP INVESTMENTS, LLC

WORLD EQUITY GROUP, INC.

TRIUMPH WEALTH ADVISORS, INC.

TAYLOR CAPITAL MANAGEMENT INC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

GROVE POINT INVESTMENTS, LLC

INTEGRITY ALLIANCE, LLC.

GROVE POINT INVESTMENTS, LLC

INTEGRITY ALLIANCE, LLC.

LEGACY FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

VOYA FINANCIAL PARTNERS, LLC

ADVANTAGE CAPITAL CORPORATION

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/1994

SIE

Date: 10/1/2018

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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