Rodney D. Kidd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Desmond Kidd SR, who also goes by R Desmond Kidd, Rodney D Kidd, Rodney Desmond Kidd, was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1983. Rodney had worked at 8 firms and has passed the Series 66, SIE and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2007 - December 31, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 8, 2007 - December 31, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 23, 1995 - September 21, 2000
AETNA FINANCIAL SERVICES, INC.
October 15, 1993 - June 11, 2007
VOYA FINANCIAL PARTNERS, LLC
October 15, 1993 - June 11, 2007
VOYA FINANCIAL PARTNERS, LLC
August 6, 1993 - January 28, 1994
METROPOLITAN LIFE INSURANCE COMPANY
March 9, 1990 - October 15, 1993
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
June 1, 1984 - June 1, 1988
TEXVEST SECURITIES CORPORATION
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/7/1970
Non-Member General Securities ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
