CH
Cynthia K. Hinds
HINDS FINANCIAL GROUP
LAKEWOOD, CO 80228
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CRD#: 1151631
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Professional summary
Cynthia Kelley Hinds, who also goes by Cindy Hinds, Cynthia A Kelley, Cynthia Anne Kelley, Cynthia Kelley, is a registered financial advisor currently at HINDS FINANCIAL GROUP INC located in Lakewood, Colorado and CETERA INVESTMENT ADVISERS LLC located in Lakewood, Colorado.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Cynthia has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 2, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy Hinds | Cynthia A Kelley | Cynthia Anne Kelley | Cynthia Kelley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: HINDS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 1983 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND INVESTMENT MANAGEMENT 2.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1985 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY AND LONG-TERM CARE;
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Kelley Hinds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2006 - Present
HINDS FINANCIAL GROUP INC
Office #1: 141 Union Blvd. Suite 350, Lakewood, CO 80228RIA
CRD#: 129971
LAKEWOOD, CO
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 141 Union Blvd Ste 350, Lakewood, CO 80228RIA
CRD#: 105644
LAKEWOOD, CO
Current
November 17, 1989 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 141 Union Blvd Ste 350, Lakewood, CO 80228BD
CRD#: 13572
Lakewood, CO
Past
January 1, 1999 - December 31, 2010
CENTURION HINDS INVESTMENT MANAGEMENT INC.
RIA
CRD#: 109260
LAKEWOOD, CO
Past
January 1, 1999 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DENVER, CO
Past
July 3, 1991 - December 10, 1999
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 19, 1989 - December 6, 1989
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 4, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
June 19, 1983 - December 12, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/6/1994)
RR
California(2/18/1994)
RR
Colorado(11/17/1989)
IAR
Colorado(6/13/2006)
RR
Florida(6/27/2002)
RR
Georgia(1/5/2011)
RR
Idaho(3/28/2014)
RR
Illinois(10/29/2024)
RR
Kansas(1/2/2004)
RR
Kentucky(1/17/2017)
RR
Missouri(6/22/2022)
RR
Montana(2/24/1997)
RR
Nebraska(6/7/2017)
RR
New Mexico(5/5/2003)
RR
New York(3/27/2000)
RR
Oklahoma(1/2/2008)
RR
Oregon(5/5/2003)
RR
South Carolina(3/25/2024)
RR
Tennessee(11/28/2007)
RR
Texas(2/20/2003)
IAR
Texas(10/30/2018)
RR
Utah(6/23/2017)
RR
Vermont(3/29/2005)
RR
Virginia(6/3/2008)
RR
Washington(8/9/2000)
RR
West Virginia(2/21/2014)
RR
Wisconsin(10/7/1998)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 6/9/1974
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
