SC
Stephen A. Cross
VOYA FINANCIAL ADVISORS
Derby, KS 67037-1449
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CRD#: 1150248
SC
Professional summary
Stephen Alden Cross SR, who also goes by Stephen A Cross Sr, Steve Cross, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Derby, Kansas.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Stephen has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen A Cross Sr | Steve Cross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 124 S BALTIMORE AVE STE F; DERBY; KS; 67037; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/22/2010; 50; 40; MARKETING FIXED INDEXED ANNUITIES TO CLIENTS OR POTENTIAL CLIENTS TO SUPPLEMENT THEIR RETIREMENT INCOME. THIS IS A PRODUCT LINE CHANGE ONLY. MY BUSINESS ACTIVITY WILL NOT CHANGE WERE I WORK PRIMARILY IN THE RETIREMENT SAVINGS MARKET BUT I WILL ENHANCE MY|NAME OF ENTITY:Cross Financial Group; Yes; 124 S BALTIMORE AVE STE F; DERBY; KS; 67037; Financial Services/DBA; President; 7/6/2015; 160; 160; Sale of securities and investment products.|NAME OF ENTITY:CROSS FINANCIAL SERVICES, INC; No; 124 S. BALTIMORE AVE STE E; DERBY; KS; 67037; NON-SECURITIES BUS: LIFE, HEALTH & FIXED INDEX ANN SALES; VP, FAMILY CLOSED CORP (50%OWNER); 1/1/1988; 4; 1; CORP ESTABLISHED FOR LIFE COMM THAT WERE ASSIGNED BY ALIC. SINCE THEY CANNOT BE REASSIGNED, THE CORP WAS CONT. THIS CORP DOES NOT CONDUCT ANY SEC BUS, OR HOLD A LIC WITH ANY BD. THE CORP IS USED SOLELY FOR MARKETING AND SERV LIFE, HEALTH, AND RET PLANS.|NAME OF ENTITY:Cross Advisory Group; Yes; 124 S Baltimore Ave Ste F; Derby; KS; 67037; Financial Services/DBA; President; 6/14/2019; 160; 160; Sell and service insurance, securities, and investment products|
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Alden Cross SR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephen Alden Cross SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 124 S. Baltimore Avenue Suite F, Derby, KS 67037-1449RIA
BD
CRD#: 2882
Derby, KS
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 124 S. Baltimore Avenue Suite F, Derby, KS 67037-1449RIA
BD
CRD#: 2882
Derby, KS
Past
October 29, 2003 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
DERBY, KS
Past
October 15, 1993 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
DERBY, KS
Past
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/3/2011)
RR
Arizona(1/3/2011)
RR
Arkansas(9/6/2023)
RR
California(9/18/2015)
RR
Colorado(1/3/2011)
RR
Connecticut(8/8/2022)
RR
Florida(1/21/2014)
RR
Georgia(11/1/2018)
RR
Illinois(5/5/2014)
RR
Indiana(1/2/2025)
RR
Iowa(1/3/2011)
RR
Kansas(1/3/2011)
IAR
Kansas(1/3/2011)
RR
Louisiana(1/2/2025)
RR
Maryland(5/27/2025)
RR
Michigan(12/8/2020)
RR
Mississippi(1/18/2022)
RR
Missouri(2/3/2012)
RR
Montana(10/14/2020)
RR
Nebraska(1/13/2022)
RR
Nevada(1/3/2011)
RR
New Mexico(10/13/2015)
RR
North Carolina(10/31/2023)
RR
Ohio(1/13/2022)
RR
Oklahoma(1/3/2011)
RR
Oregon(1/3/2011)
RR
Pennsylvania(5/6/2015)
RR
Rhode Island(1/23/2015)
RR
South Dakota(2/9/2015)
RR
Tennessee(1/13/2022)
RR
Texas(1/3/2011)
IAR
Texas(4/29/2020)
RR
Washington(1/3/2011)
RR
West Virginia(10/21/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 10/16/1980
Non-Member General Securities ExaminationSRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Derby, KS 67037-1449TRUST BUT VERIFY
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Contact information
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