Suzanne Rosenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Rosenberger was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1983. Suzanne had worked at 11 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2004 - August 14, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
October 5, 1998 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
August 26, 1998 - September 23, 1998
GUARANTY BROKERAGE SERVICES, INC.
June 13, 1997 - June 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
September 30, 1996 - July 7, 1997
PNC BROKERAGE CORP
June 30, 1994 - October 4, 1996
ALLSTATE FINANCIAL SERVICES, LLC
July 8, 1993 - June 21, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 8, 1993 - June 21, 1994
EQUITABLE ADVISORS, LLC
February 7, 1989 - June 21, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 7, 1989 - June 21, 1994
EQUITABLE ADVISORS, LLC
March 24, 1988 - April 13, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 13, 1986 - October 1, 1986
LINCOLN INVESTMENT
October 2, 1985 - August 1, 1986
JOHN HANCOCK DISTRIBUTORS LLC
September 10, 1984 - July 2, 1987
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 28, 1983 - February 14, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 28, 1983 - February 14, 1985
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
