Frederick T. Fereday
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Theodore Fereday III, who also goes by F T Fereday Mr, Fred T Fereday, Fred Theodore Fereday, Frederick Theodore Fereday, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1983. Frederick had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2022 - December 31, 2022
FEREDAY INVESTMENTS INC.
March 6, 2020 - December 31, 2021
FEREDAY INVESTMENTS INC.
January 10, 2014 - December 31, 2019
FEREDAY INVESTMENTS INC.
March 10, 2003 - December 31, 2013
FEREDAY INVESTMENTS INC.
May 19, 1989 - April 29, 1991
LPL FINANCIAL LLC
December 8, 1988 - May 30, 1989
TALLEY, MCNEIL & CO., INC.
November 24, 1987 - November 17, 1988
CITIGROUP GLOBAL MARKETS INC.
October 31, 1983 - November 21, 1983
BORDEN SECURITIES COMPANY
October 25, 1983 - November 30, 1987
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FEREDAY INVESTMENTS INC.
CRD#: 135722 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 1,000,000 |
Red Flags
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