Mark D. Santero
Professional summary
Mark David Santero is a registered financial professional currently at HOMESTEAD FINANCIAL SERVICES CORP. located in Arlington, Virginia.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark David Santero's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2018 - Present
HOMESTEAD FINANCIAL SERVICES CORP.
Office #1: 4301 Wilson Boulevard, Arlington, VA 22203November 10, 2017 - January 11, 2018
BNY MELLON SECURITIES CORPORATION
September 30, 2014 - October 21, 2016
BNY MELLON SECURITIES CORPORATION
May 12, 2010 - May 22, 2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 24, 2008 - March 12, 2009
TREMONT SECURITIES, INC.
October 21, 2003 - January 19, 2004
AT INVESTOR SERVICES, INC.
March 20, 2001 - December 31, 2002
INVESCO DISTRIBUTORS, INC.
October 31, 1991 - March 27, 2001
FUND MANAGEMENT COMPANY
February 27, 1990 - August 2, 1991
IFS FUND DISTRIBUTORS, INC.
February 7, 1989 - January 22, 1990
DEAM INVESTOR SERVICES, INC.
February 23, 1988 - January 9, 1989
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2019)
(2/21/2019)
(7/2/2018)
(2/20/2019)
(2/20/2019)
(7/17/2018)
(6/28/2018)
(2/25/2019)
(7/2/2018)
(7/3/2018)
(2/21/2019)
(2/21/2019)
(6/22/2018)
(6/27/2018)
(2/21/2019)
(2/21/2019)
(3/5/2019)
(2/26/2019)
(6/28/2018)
(6/22/2018)
(6/27/2018)
(2/25/2019)
(2/27/2019)
(2/21/2019)
(2/20/2019)
(2/21/2019)
(2/20/2019)
(3/27/2019)
(3/4/2019)
(2/25/2019)
(3/27/2019)
(2/21/2019)
(2/25/2019)
(2/21/2019)
(2/25/2019)
(6/22/2018)
(2/21/2019)
(2/26/2019)
(2/25/2019)
(7/10/2018)
(3/1/2019)
(2/28/2019)
(2/26/2019)
(2/21/2019)
(2/28/2019)
(2/20/2019)
(2/20/2019)
(2/22/2019)
(2/21/2019)
(2/20/2019)
(3/6/2019)
(2/20/2019)
(3/6/2019)
Exams
FINRA
Current Firm
HOMESTEAD FINANCIAL SERVICES CORP.
CRD#: 26643 / SEC#: , 8-42682
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NRECA UNITED HOLDINGS, INC. | HOLDING COMPANY OF NRECA SUBSIDIARIES | |
| CIVEROLO, BETH ANNE | VICE PRESIDENT AND DIRECTOR | 2643410 |
| DI MAURO, AMY MERRILL | TREASURER, DIRECTOR, FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF AND PRINCIPAL FINANCIAL OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 4731228 |
| OLLIVIERRE, MONICA LYNN | SECRETARY | 4036059 |
| SIEVERLING, DANIELLE CHERIE | CHIEF COMPLIANCE OFFICER | 4918493 |
| WEBSTER, JENNIFER LAUREL | PRESIDENT AND DIRECTOR | 1438190 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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