Scott M. Kahan

FINANCIAL ASSET MANAGEMENT CORP

Chappaqua, NY 10514

Some features on this profile are disabled

CRD#: 1147804

Professional summary

Scott Mitchel Kahan is a registered financial advisor currently at FINANCIAL ASSET MANAGEMENT CORP located in Chappaqua, New York.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Scott has worked at 5 firms and has passed the Series 22, Series 6 and Series 26 exams.

Question & Answer

Do you have an area of expertise or specialization?

College/Education Planning

Fixed Fee (Subscription, Retai...

High Net Worth Client Needs

Investment Advice with Ongoing...

Middle Income Client Needs

Retirement Plan Investment Adv...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Mitchel Kahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2021 - Present

FINANCIAL ASSET MANAGEMENT CORP

Office #1: 26 South Greeley Ave, Chappaqua, NY 10514

RIA

CRD#: 106643

Chappaqua, NY

Past

June 25, 1991 - August 29, 1999

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

July 23, 1986 - June 25, 1991

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

December 23, 1983 - July 30, 1986

RELIASTAR FINANCIAL MARKETING CORP.

CRD#: 4234

Past

July 8, 1983 - February 9, 1984

PENNSYLVANIA SECURITIES COMPANY

CRD#: 7667

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL ASSET MANAGEMENT CORP

CRD#: 106643 / SEC#: 801-27858

RIA

Registered Investment Advisory firm - (8/22/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 22

Date: 6/8/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/6/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/14/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FINANCIAL ASSET MANAGEMENT CORP

CRD#: 106643 / SEC#: 801-27858

RIA

Registered Investment Advisory firm - (8/22/1986 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

26 South Greeley Ave, Chappaqua, NY 10514

Mailing Address

Phone number

(914) 238-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	828
AUM (Assets Under Management)	$ 393,243,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott M. Kahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Mitchel Kahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

NATHAN & LEWIS SECURITIES, INC.

RELIASTAR FINANCIAL MARKETING CORP.

PENNSYLVANIA SECURITIES COMPANY

Primary Firm SEC Registration

FINANCIAL ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 22

Date: 6/8/1984

Series 6

Date: 7/6/1983

Series 26

Date: 5/14/1994

Current Firm

FINANCIAL ASSET MANAGEMENT CORP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ASSET MANAGEMENT CORP

TRUST BUT VERIFY

Contact information

Similar Advisors