Michael P. Hayden

PROFOR ADVISORS

Rye Brook, NY 10573

Some features on this profile are disabled

CRD#: 1147178

Professional summary

Michael Patrick Hayden is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Hayden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2018 - Present

PROFOR ADVISORS

Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573

CRD#: 136084

Rye Brook, NY

Past

October 16, 2017 - March 1, 2018

LWPARTNERS CAPITAL GROUP LLC

CRD#: 167438

NEW YORK, NY

Past

September 7, 2006 - October 2, 2007

NATIONWIDE SA CAPITAL TRUST

RIA

CRD#: 109367

KING OF PRUSSIA, PA

Past

December 20, 2001 - October 2, 2007

NATIONWIDE FUND DISTRIBUTORS LLC

CRD#: 25910

COLUMBUS, OH

Past

November 17, 1997 - February 8, 2000

LOOMIS SAYLES DISTRIBUTORS, L.P.

CRD#: 41795

BOSTON, MA

Past

November 18, 1992 - February 9, 1996

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

July 29, 1983 - October 26, 1992

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(6/7/2018)

New York
(6/7/2018)

Exams

State Security Law Exam

Series 63

Date: 5/7/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/28/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PROFOR ADVISORS

AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Phone number

(646) 202-2969

Established

New York since 06/03/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OMEARA, PATRICK JAMES JR	MANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER	1544243
MAHALA, THOMAS GERARD	REGISTERED PRINCIPAL	1600103
OMEARA, PATRICK JAMES JR	AML COMPLIANCE PRINCIPAL	1544243
POLLOCK, MARTIN JAY	FINOP	1067521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael P. Hayden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Hayden's CRS (Customer Relationship Summary).

Certified licenses

Experience

LWPARTNERS CAPITAL GROUP LLC

NATIONWIDE SA CAPITAL TRUST

NATIONWIDE FUND DISTRIBUTORS LLC

LOOMIS SAYLES DISTRIBUTORS, L.P.

NYLIFE SECURITIES LLC

TOWER SQUARE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/7/2018

SIE

Date: 10/1/2018

Series 7

Date: 10/16/2017

Series 6

Date: 7/28/1983

FINRA

Current Firm

PROFOR ADVISORS

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PROFOR ADVISORS

TRUST BUT VERIFY

Similar Advisors