David Mark Thomas
Professional Summary
David Mark Thomas is a registered financial advisor currently at CASCADE PARTNERS BD, LLC located in Southfield, Michigan. David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
CASCADE PARTNERS BD LLC | SENECA PARTNERS BD, LLC | SENECA PARTNERS BD, LLC | CASCADE PARTNERS BD, LLC
Contact Information
Main Address
1000 Town Center Suite 1100, Southfield, MI 48075Mailing Address
1000 Town Center Suite 1100, Southfield, MI 48075Phone Number
248-430-6266, X101Established
Michigan since 10/30/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASCADE PARTNERS LLC | MEMBER | — |
| KOTHARI, RAJESHKUMAR UJAMLAL | CEO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, CCO | 5514025 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/26/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Mark Thomas's CRS (Customer Relationship Summary).
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