Marc S. Greenholtz
Professional summary
Marc Seth Greenholtz is a registered financial professional currently at TRADEWEB DIRECT LLC located in Jersey City, New Jersey.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1983. Marc has worked at 6 firms and has passed the SIE, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Seth Greenholtz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2020 - Present
TRADEWEB DIRECT LLC
Office #1: 185 Hudson Street Harborside 5, Suite 22, Jersey City, NJ 07311January 11, 2007 - September 9, 2009
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
April 24, 1989 - May 19, 2020
R.W. SMITH & ASSOCIATES, LLC
March 27, 1989 - April 18, 1989
R.W. SMITH & ASSOCIATES, LLC
January 28, 1988 - April 24, 1989
HARRY DOWNS & COMPANY, INC.
December 22, 1983 - December 26, 1984
HARTFIELD, TITUS & DONNELLY, LLC
December 21, 1983 - October 5, 1987
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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