Ralph Bincarowsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Bincarowsky was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1983. Ralph had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 3 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 25, 2005 - November 22, 2006
FLAGSHIP INVESTMENT GROUP INC.
July 10, 2003 - December 8, 2005
HUBBARD, BERT KARLE, WEBER, INC.
August 9, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 15, 1991 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 22, 1983 - August 16, 1991
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/16/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
