George A. Cohlmia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Arthur Cohlmia was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2018 - February 7, 2024
FULL SAIL CAPITAL, LLC
July 1, 2003 - September 25, 2018
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 25, 2018
WELLS FARGO CLEARING SERVICES, LLC
January 10, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 10, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 26, 1990 - January 18, 2000
UBS FINANCIAL SERVICES INC.
January 16, 1986 - April 3, 1990
PRUDENTIAL EQUITY GROUP, LLC
June 21, 1985 - January 22, 1986
CITIGROUP GLOBAL MARKETS INC.
July 21, 1983 - July 17, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FULL SAIL CAPITAL, LLC
CRD#: 291368 / SEC#: 801-112427
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,688 |
| AUM (Assets Under Management) | $ 2,031,697,170 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 01/28/2025 | ||
| 01/26/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
