Robert F. Cudequest
Professional summary
Robert Francis Cudequest is a registered financial professional currently at FIRST BROKERS SECURITIES LLC located in Jersey City, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Francis Cudequest's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 1991 - Present
FIRST BROKERS SECURITIES LLC
Office #1: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311Office #2: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311March 20, 1991 - April 2, 1991
DUNHILL SECURITIES INC.
March 14, 1986 - January 28, 1991
W.A. CAPITAL MARKETS
November 22, 1983 - October 5, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2003)
(3/7/1991)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
