Jeffrey J. Posner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Jay Posner was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2016 - March 24, 2020
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
August 25, 2009 - May 24, 2016
NEEDHAM & COMPANY, LLC
June 15, 2007 - March 23, 2009
STANFORD GROUP COMPANY
January 11, 2005 - February 9, 2007
RYAN BECK & CO.
June 17, 1997 - January 5, 2005
CREDIT AGRICOLE SECURITIES (USA) INC.
January 15, 1996 - May 5, 1997
VECTOR SECURITIES INTERNATIONAL, INC.
September 10, 1990 - November 29, 1995
SUTRO & CO. INCORPORATED
February 26, 1987 - August 8, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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