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RM

Robert B. Mcclanahan

Some features on this profile are disabled
CRD#: 1145485
RM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Bruce Mcclanahan, who also goes by Rob Mcclanahan, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rob Mcclanahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 16, 2011 - March 4, 2025

CRAIG-HALLUM CAPITAL GROUP LLC

BD
CRD#: 121395
MINNEAPOLIS, MN
Past

November 4, 2008 - May 13, 2011

AGENCY TRADING GROUP, INC.

BD
CRD#: 108887
WAYZATA, MN
Past

November 22, 2006 - November 3, 2008

THINKEQUITY LLC

BD
CRD#: 44274
CHICAGO, IL
Past

July 6, 2005 - November 3, 2006

MILLER JOHNSON STEICHEN KINNARD, INC.

BD
CRD#: 694
MINNEAPOLIS, MN
Past

March 26, 2002 - July 6, 2005

THINKEQUITY LLC

BD
CRD#: 44274
SAN FRANCISCO, CA
Past

April 8, 1994 - March 21, 2002

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

April 15, 1992 - February 22, 1994

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

October 16, 1986 - April 16, 1992

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 27, 1986 - October 24, 1986

PIPER SANDLER & CO.

BD
CRD#: 665
Past

January 31, 1985 - June 2, 1986

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
Past

May 25, 1984 - July 19, 1984

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
Past

June 22, 1983 - September 9, 1983

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/13/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/11/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 4/11/1986
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/21/2002
General Securities Principal Examination

Current Firm

CC
CRAIG-HALLUM CAPITAL GROUP LLC
CRAIG-HALLUM CAPITAL GROUP LLC

CRD#: 121395 / SEC#: , 8-65407

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
323 N Washington Ave Suite 300, Minneapolis, MN 55401
Mailing Address
323 N Washington Ave Suite 300, Minneapolis, MN 55401
Phone number
(612) 334-6300
Established
Minnesota since 05/30/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRAIG-HALLUM HOLDINGS LLCSHAREHOLDER
DYER, STEVEN LEEDIR, CEO4341538
EMMEL, THOMAS EDMUNDDIR2728311
HARRIS, KEVIN PATRICKDIR, PRESIDENT724657
HARTFIEL, WILLIAM FREDERICKDIR2093426
JENSEN, CHRISTOPHER RCCO3219762
SONSTEGARD, JEANNIE LOUISECFO1643359
ZAVORAL, JAMES HENRY JRDIR2415854

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRAIG-HALLUM CAPITAL GROUP LLC

CRD#: 121395

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