Jeffrey D. Holcomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Donald Holcomb was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2013 - May 31, 2023
AMERICAN CAPITAL PARTNERS, LLC
January 17, 2012 - February 1, 2013
L.M. KOHN & COMPANY
July 12, 2001 - January 17, 2012
MIDSOUTH CAPITAL, INC.
December 19, 2000 - July 26, 2001
AUERBACH, POLLAK & RICHARDSON INC.
October 31, 1990 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
September 27, 1988 - October 17, 1990
R.B. MARICH, INC.
January 2, 1987 - September 14, 1988
J. W. GANT & ASSOCIATES, INC.
February 15, 1985 - January 2, 1987
MICHELIN AND COMPANY, INC.
August 24, 1983 - March 4, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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