Stephen J. Myott
Professional summary
Stephen James Myott, who also goes by Steve Myott, is a registered financial professional currently at THOMAS CAPITAL GROUP, INC. located in Summerville, South Carolina.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1983. Stephen has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen James Myott's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 1999 - Present
THOMAS CAPITAL GROUP, INC.
January 2, 2019 - April 29, 2019
THOMAS INVESTMENT GROUP, LLC
January 5, 2011 - March 14, 2018
THOMAS INVESTMENT GROUP, LLC
October 2, 1992 - December 31, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 1, 1989 - September 30, 1992
CIGNA CAPITAL BROKERAGE, INC.
August 7, 1985 - November 6, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 18, 1983 - August 29, 1985
MML INVESTORS SERVICES, LLC
September 15, 1983 - August 16, 1985
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2006)
(7/27/2006)
(1/4/2001)
(7/27/2006)
(9/19/2017)
(7/27/2006)
(3/28/2000)
(7/28/2006)
(6/20/2017)
(7/27/2006)
(7/27/2006)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THOMAS CAPITAL GROUP, INC.
CRD#: 45180 / SEC#: , 8-50986
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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