AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A THOMAS CAPITAL GROUP, INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at THOMAS CAPITAL GROUP, INC.

CRD#: 45180
BD

Looking for a Financial Advisor at THOMAS CAPITAL GROUP, INC.?

We have compiled every financial advisor who works at THOMAS CAPITAL GROUP, INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THOMAS CAPITAL GROUP, INC. is located at 1915 49th St Ct Nw, Gig Harbor, WA 98335 and was first established at Denver, Washington in 01/02/2008. After operating for 18 years, THOMAS CAPITAL GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THOMAS CAPITAL GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. THOMAS CAPITAL GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THOMAS CAPITAL GROUP, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THOMAS CAPITAL GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THOMAS CAPITAL GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for THOMAS CAPITAL GROUP, INC. Comes From

Understanding the Statistics for THOMAS CAPITAL GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1915 49th St Ct Nw, Gig Harbor, WA 98335
Mailing Address
1915 49th St Ct Nw, Gig Harbor, WA 98335
Firm Size
Small
Phone Number
(253) 777-4477
Established
Washington since 01/02/2008
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THOMAS, SAJAN KARINGATILPRESIDENT & CEO2659883
THOMAS, SHEELA CHERIANSHAREHOLDER3049259
MYOTT, STEPHEN JAMESMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, FINOP1143701
ALLEN, SHAMONE MAXINEDIRECTOR3269257
LEVINE, JEFFREY PAULMANAGING DIRECTOR4299528

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at THOMAS CAPITAL GROUP, INC.

SM

Stephen James Myott

Steve Myott
RR
CRD#: 1143701
Location:
Summerville, SC
Company:
THOMAS CAPITAL GROUP, INC.
Disclosures:
Experience:
42 years
View Profile
ST

Sajan Karingatil Thomas

RR
CRD#: 2659883
Location:
Gig Harbor, WA 98335
Company:
THOMAS CAPITAL GROUP, INC.
Disclosures:
Experience:
30 years
View Profile
SA

Shamone Maxine Allen-stephenson

Shamone Maxine Allen
RR
CRD#: 3269257
Location:
Gig Harbor, WA 98335
Company:
THOMAS CAPITAL GROUP, INC.
Disclosures:
Experience:
13 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics