Vincent D. Loban
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Depaul Loban was a registered financial advisor .
Vincent is a previously registered financial advisor and started their career in finance in 1983. Vincent had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2012 - July 1, 2014
STRATEGIES FOR A SUCCESSFUL RETIREMENT
December 6, 2010 - August 31, 2011
SCF SECURITIES, INC.
December 7, 2004 - October 6, 2010
NEXT FINANCIAL GROUP, INC.
March 22, 2002 - October 21, 2004
HIGH MARK SECURITIES, INC.
July 24, 1995 - March 7, 2002
SICOR SECURITIES INC
January 20, 1993 - August 23, 1993
IFG NETWORK SECURITIES, INC.
July 21, 1992 - December 31, 1992
PLANNED INVESTMENTS INC.
July 18, 1983 - January 15, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
STRATEGIES FOR A SUCCESSFUL RETIREMENT
CRD#: 160456 / SEC#:
Contact information
Red Flags
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