Andrew Z. Furtak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Zbigniew Furtak, who also goes by Andrew Z Furtak, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1991. Andrew had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2014 - March 1, 2017
SOUTHEAST INVESTMENTS, N.C., INC.
July 12, 2013 - September 30, 2014
QUESTAR CAPITAL CORPORATION
October 8, 2012 - May 3, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
May 9, 2011 - October 11, 2012
EQUITABLE ADVISORS, LLC
March 10, 2011 - May 6, 2011
KOVACK ADVISORS, INC.
August 19, 2010 - May 6, 2011
KOVACK SECURITIES INC.
May 27, 2008 - August 17, 2010
LPL FINANCIAL LLC
July 25, 2007 - May 21, 2008
NATCITY INVESTMENTS, INC.
February 2, 2006 - August 8, 2007
G.RESEARCH, LLC
March 1, 2004 - March 11, 2004
AMERIPRISE ADVISOR SERVICES, INC.
March 15, 2000 - February 13, 2006
BROOKSTREET SECURITIES CORPORATION
October 21, 1999 - March 16, 2000
LOMBARD SECURITIES INCORPORATED
October 5, 1999 - October 14, 1999
MOORS & CABOT, INC.
January 12, 1995 - October 6, 1999
AMELIA SECURITIES, INC.
May 23, 1994 - September 29, 1999
COMBINED RESEARCH & TRADING, INC.
October 16, 1991 - April 1, 1993
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
