Jose A. Fuentes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Angel Fuentes, who also goes by Pepy Fuentes, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1983. Jose had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 25, 1991 - September 24, 2021
PRUCO SECURITIES, LLC.
June 29, 1983 - February 7, 1986
METROPOLITAN LIFE INSURANCE COMPANY
June 29, 1983 - March 13, 1991
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
CRD#: 680 / SEC#: 801-12484, 8-13881
Contact information
Red Flags
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