Thurston G. Gilman
Professional summary
Thurston Gene Gilman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thurston is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Thurston had worked at 11 firms, which includes FINANCIAL LINKS INC., LOGAN ROCK, STRATEGIC RISK MANAGEMENT INC., CYGNET SECURITIES INC., FIRST ALLIED SECURITIES INC., FIRST AFFILIATED SECURITIES, DUNHILL EQUITIES INC., OSAIC WEALTH INC., INTEGRATED RESOURCES EQUITY CORPORATION, E. F. HUTTON & COMPANY INC, NEW ENGLAND SECURITIES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1999 - March 26, 2004
FINANCIAL LINKS, INC.
July 31, 1998 - July 12, 1999
LOGAN ROCK
August 6, 1997 - July 9, 1998
STRATEGIC RISK MANAGEMENT, INC.
March 20, 1996 - March 14, 1997
CYGNET SECURITIES, INC.
December 15, 1994 - March 26, 1996
FIRST ALLIED SECURITIES, INC.
October 2, 1991 - December 16, 1994
FIRST AFFILIATED SECURITIES
June 5, 1990 - November 1, 1991
DUNHILL EQUITIES, INC.
January 11, 1990 - June 22, 1990
OSAIC WEALTH, INC.
November 19, 1989 - January 1, 1990
OSAIC WEALTH, INC.
July 17, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 12, 1984 - August 19, 1987
E. F. HUTTON & COMPANY INC
July 21, 1983 - August 17, 1984
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL LINKS, INC.
CRD#: 41392 / SEC#: , 8-49398
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONWEALTH FINANCIAL HOLDINGS, INC. | PARENT COMPANY | |
| GILMAN, THURSTON GENE | TREASURER | 1141747 |
Disclosures
| Regulatory Event | 7 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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