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Thurston Gene Gilman

CRD# 1141747·Registered 1983 - 2004
Barred: Thurston Gene Gilman was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Thurston Gene Gilman, who also goes by Thurston G Gilman, was a registered financial advisor. Thurston was a previously registered financial professional and started their career in finance 1983 - 2004. Thurston had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thurston G Gilman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

FINANCIAL LINKS, INC.·CRD# 41392
BD
Needham Heights, MA
April 22, 1999 - March 26, 2004
LOGAN ROCK·CRD# 42691
BD
Arlington, VA
July 31, 1998 - July 12, 1999
STRATEGIC RISK MANAGEMENT, INC.·CRD# 29852
BD
New York, NY
August 6, 1997 - July 9, 1998
CYGNET SECURITIES, INC.·CRD# 28686
BD
Waldwick, NJ
March 20, 1996 - March 14, 1997
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
December 15, 1994 - March 26, 1996
FIRST AFFILIATED SECURITIES·CRD# 23737
BD
La Jolla, CA
October 2, 1991 - December 16, 1994
DUNHILL EQUITIES, INC.·CRD# 21822
BD
Garden City, NY
June 5, 1990 - November 1, 1991
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 11, 1990 - June 22, 1990
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - January 1, 1990
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
July 17, 1987 - November 19, 1989
E. F. HUTTON & COMPANY INC·CRD# 235
BD
July 12, 1984 - August 19, 1987
NEW ENGLAND SECURITIES·CRD# 615
BD
July 21, 1983 - August 17, 1984

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Current Firm

FL
FINANCIAL LINKS, INC.

FINANCIAL LINKS | FINANCIAL LINKS, INC. | FINANCIAL LINKS ASSET MANAGEMENT

CRD#: 41392 / SEC#: 8-49398
BD
Revoked by SEC on 10/24/2006

Contact Information

Established

North Carolina since 01/03/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COMMONWEALTH FINANCIAL HOLDINGS, INC.PARENT COMPANY—
GILMAN, THURSTON GENETREASURER1141747

Disclosures

Regulatory Event

7

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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