Mark R. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Raymond Bradley was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2001 - November 26, 2008
BONDWAVE LLC
December 16, 1991 - January 20, 2016
FIRST TRUST PORTFOLIOS L.P.
June 22, 1983 - October 17, 1990
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BONDWAVE LLC
CRD#: 113229 / SEC#: 801-70049, 8-53299
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST TRUST PORTFOLIOS L.P. | SHAREHOLDER | |
| BOWEN, JAMES ALLEN | CHAIRMAN OF THE BOARD | 1123316 |
| BRADLEY, MARK RAYMOND | CHIEF FINANCIAL OFFICER | 1141683 |
| BROWN, KATHLEEN WIELAND | CHIEF COMPLIANCE OFFICER | 2000718 |
| CARR, GREGORY GERARD | SENIOR VICE PRESIDENT | 2210835 |
| COLEMAN, PETER EDWARD | DIRECTOR | 1276153 |
| DEFEO, MICHAEL ARTHUR | CHIEF OPERATING OFFICER | 2864756 |
| FITZGERALD, PATRICK MICHAEL | DIRECTOR | 4399309 |
| GRAHAM, RUSSELL JOHN | PRESIDENT/CEO | 2269812 |
| JARDINE, WILLIAM SCOTT | CORPORATE SECRETARY | 2609233 |
| LB I GROUP INC. | SHAREHOLDER | |
| ROGGENSACK, ANDREW SCOTT | DIRECTOR | 1582059 |
| SCHARF, JODY TODD | DIRECTOR | 1056976 |
| TRETER, MATTHEW RICART | SENIOR VICE PRESIDENT-TRADING | 2409195 |
| VOLLE, JONATHAN JAY | CHIEF INFORMATION OFFICER | 4468342 |
Red Flags
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