Larry D. Kellett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Dean Kellett was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1983. Larry had worked at 6 firms and has passed the Series 63, Series 22, Series 6, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1994 - August 8, 1995
RUSHMORE SECURITIES CORPORATION
September 29, 1993 - April 5, 1994
SECURITIES MANAGEMENT & RESEARCH, INC.
September 28, 1992 - October 1, 1993
PACIFIC CLIFFS CAPITAL, INC.
November 26, 1991 - September 25, 1992
WALNUT STREET SECURITIES, INC.
August 7, 1991 - December 6, 1991
PLANNED INVESTMENTS INC.
June 21, 1983 - August 14, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RUSHMORE SECURITIES CORPORATION
CRD#: 8392 / SEC#: , 8-25253
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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