Kevin W. Kelley
Professional summary
Kevin William Kelley is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin William Kelley's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 21, 2019 - August 14, 2019
THE LEADERS GROUP, INC.
March 29, 2018 - March 4, 2019
SAYBRUS EQUITY SERVICES, LLC
May 28, 2014 - March 23, 2018
SAYBRUS EQUITY SERVICES, LLC
April 6, 2010 - June 6, 2014
PACIFIC SELECT DISTRIBUTORS, LLC
February 4, 2009 - December 11, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
June 5, 2006 - February 4, 2009
VP DISTRIBUTORS LLC
September 24, 1984 - June 8, 2006
PRUCO SECURITIES, LLC.
July 2, 1983 - April 12, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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