Mary A. Barone

THE MARSHALL FINANCIAL GROUP LLC

Phoenix, AZ

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CRD#: 1141253

Professional summary

Mary Agnes Barone, who also goes by Barbara Barone, Barby Barone, Barbara Weiman, Barby Weiman, Mary A Weiman, Mary Agnes Weiman, is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP LLC located in Phoenix, Arizona.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Mary has worked at 12 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT (SUN LIFE FINANCIAL) PO BOX 9106, WESLEY HILLS, MA; AGENT; ONE TRANSACTION A YEAR; NOT-INVESTMENT RELATED. 2. CITY OF PHOENIX CIVIC IMPROVEMENT CORPORATION; 251 W. WASHINGTON ST, 9TH FLOOR, PHOENIX, AZ 85003, BOARD OF DIRECTORS, INVESTMENT RELATED, DIRECTOR, 6 HOURS PER YEAR. 3. DBA BILTMORE ADVISORS, INC., 2415 E. CAMELBACK ROAD SUITE 700 PHOENIX, AZ 85016, INVESTMENT ADVISORY SERVICES/IAR, CLIENT SERVICES, INVESTMENT RELATED, 200 HOURS PER MONTH, 160 HOURS PER MONTH DURING TRADING HOURS. 4. Ferrari Club of America - Monterey Peninsula Chapter, Start Date: 08/2021, PO Box 7547 Carmel, CA 93921, Social Club, Sponsor - Friends of MPC, Sponsorship means business name is listed on the website, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Agnes Barone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2025 - Present

THE MARSHALL FINANCIAL GROUP LLC

RIA

CRD#: 146362

Phoenix, AZ

Past

July 10, 2013 - March 26, 2025

MUTUAL ADVISORS, LLC

RIA

CRD#: 167658

CASPER, WY

Past

February 12, 2013 - July 19, 2013

MUTUAL SECURITIES, INC.

RIA

CRD#: 13092

PHOENIX, AZ

Past

January 31, 2013 - July 19, 2013

MUTUAL SECURITIES, INC.

CRD#: 13092

PHOENIX, AZ

Past

January 2, 2004 - February 1, 2013

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

August 8, 2002 - December 31, 2003

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

ENGLEWOOD, CO

Past

December 8, 1997 - August 1, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

December 8, 1997 - August 1, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 31, 1995 - August 29, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

July 27, 1994 - December 19, 1994

NORCROSS & COMPANY

CRD#: 28570

PHOENIX, AZ

Past

January 21, 1988 - December 31, 1988

CINCINNATI ANALYSTS, INC.

CRD#: 5478

Past

April 16, 1987 - January 15, 1988

HALYARD SECURITIES, INC.

CRD#: 17591

Past

July 16, 1981 - March 20, 1987

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MARSHALL FINANCIAL GROUP LLC

FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC

CRD#: 146362 / SEC#: 801-117820

RIA

Registered Investment Advisory firm - (12/18/2019 Approved)

Florida

Registered Investment Advisory firm - (2/11/2020 Terminated)

Maryland

Registered Investment Advisory firm - (2/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/18/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/14/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/26/1994

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/9/1981

Direct Participation Programs Representative Examination

Current Firm

THE MARSHALL FINANCIAL GROUP LLC

FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC

CRD#: 146362 / SEC#: 801-117820

RIA

Registered Investment Advisory firm - (12/18/2019 Approved)

Florida

Registered Investment Advisory firm - (2/11/2020 Terminated)

Maryland

Registered Investment Advisory firm - (2/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/18/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/14/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/11/2020 Terminated)

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Contact information

Main Address

225 Schilling Circle Suite 295, Hunt Valley, MD 21031

Mailing Address

Phone number

(410) 563-1190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISLOSURE DOCUMENT FOR ALL CLIENTS (1/31/2025)

Regulatory assets under management

Total Number of Accounts	2,449
AUM (Assets Under Management)	$ 593,043,749

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
07/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mary A. Barone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Agnes Barone's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL ADVISORS, LLC

MUTUAL SECURITIES, INC.

MUTUAL SECURITIES, INC.

BRINKER CAPITAL SECURITIES, LLC

GENEOS WEALTH MANAGEMENT, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

NORCROSS & COMPANY

CINCINNATI ANALYSTS, INC.

HALYARD SECURITIES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

THE MARSHALL FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2012

Series 63

Date: 7/26/1994

Series 6

Date: 7/26/1994

Series 7

Date: 1/16/1988

Series 22

Date: 12/9/1981

Current Firm

THE MARSHALL FINANCIAL GROUP LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE MARSHALL FINANCIAL GROUP LLC

TRUST BUT VERIFY

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