Todd V. Norris
Professional summary
Todd V. Norris, who also goes by Todd VIctor Morris, Todd Victor Norris, Todd Norris, is a registered financial professional currently at BENCHMARK SECURITIES LLC located in Winter Park, Florida.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1983. Todd has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd V. Norris's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2013 - Present
BENCHMARK SECURITIES LLC
Office #1: 250 S. Park Avenue Suite 380, Winter Park, FL 32789March 28, 2013 - August 28, 2013
GARDNYR MICHAEL CAPITAL, INC.
October 1, 2008 - March 27, 2013
UBS FINANCIAL SERVICES INC.
January 16, 2006 - October 21, 2008
UBS SECURITIES LLC
January 31, 1995 - January 26, 2006
UBS FINANCIAL SERVICES INC.
January 26, 1995 - January 16, 2006
UBS FINANCIAL SERVICES INC.
March 15, 1994 - January 5, 1995
KIDDER, PEABODY & CO. INCORPORATED
June 22, 1983 - March 9, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2013)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
BENCHMARK SECURITIES LLC
CRD#: 159940 / SEC#: , 8-69024
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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