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MF

Makenna R. Flagg

MAKENNA & COMPANY
DARIEN, CT 06820
Some features on this profile are disabled
CRD#: 1140635
MF

Professional summary


Makenna Ritter Flagg, who also goes by Andrew R Flagg, Andrew Ritter Flagg, is a registered financial advisor currently at MAKENNA & COMPANY, INC. located in Darien, Connecticut.

Makenna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Makenna has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Andrew R Flagg | Andrew Ritter Flagg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Makenna Ritter Flagg's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 29, 2004 - Present

MAKENNA & COMPANY, INC.

Office #1: 30 Old Kings Highway South Suite 214, Darien, CT 06820
RIA
CRD#: 132744
DARIEN, CT
Past

May 8, 2000 - October 19, 2004

HHG & COMPANY, LLC

RIA
CRD#: 104769
DARIEN, CT
Past

September 30, 1994 - March 31, 2000

MASON SECURITIES, INC.

BD
CRD#: 12967
RESTON, VA
Past

December 23, 1987 - October 3, 1994

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

February 17, 1987 - December 15, 1987

BROADPOINT DESCAP

BD
CRD#: 14997
Past

March 26, 1986 - March 17, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

June 20, 1984 - April 4, 1986

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

July 14, 1983 - July 5, 1984

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(10/29/2004)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/22/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


M&
MAKENNA & COMPANY, INC.
MAKENNA & CO., INC. | MAKENNA & COMPANY, INC.

CRD#: 132744 / SEC#:

Connecticut
Registered Investment Advisory firm - (10/29/2004 Approved)
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Contact information


Main Address
30 Old Kings Highway South Suite 214, Darien, CT 06820
Mailing Address
Phone number
(203) 202-2117
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts24
AUM (Assets Under Management)$ 3,800,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAKENNA & COMPANY, INC.

CRD#: 132744Darien, CT 06820

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