James B. Brown
Professional summary
James Buckner Brown, who also goes by Bucky Brown, is a registered financial professional currently at MOODY CAPITAL SOLUTIONS, INC located in Atlanta, Georgia.
James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Buckner Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2010 - Present
MOODY CAPITAL SOLUTIONS, INC
February 4, 2009 - December 8, 2009
CAPSTONE INVESTMENTS
March 16, 2007 - September 3, 2008
CARREDEN GROUP, INC.
December 20, 2005 - October 31, 2006
MERRIMAN CAPITAL, INC.
June 15, 2001 - July 18, 2005
MORGAN JOSEPH TRIARTISAN LLC
April 30, 2001 - May 29, 2001
ABN AMRO INCORPORATED
July 1, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
March 21, 1997 - April 28, 1998
ING (U.S.) CAPITAL SECURITIES, INC.
December 3, 1996 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
June 29, 1992 - October 12, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2021)
(4/5/2021)
(10/28/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
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