Mathew O. Winer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathew Owen Winer, who also goes by Matt Winer, was a registered financial professional .
Mathew is a previously registered financial professional and started their career in finance in 1983. Mathew had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2014 - February 14, 2017
LASALLE STREET CAPITAL MANAGEMENT, LLC
December 18, 2012 - January 17, 2013
B. RILEY & CO., LLC
November 4, 2009 - December 14, 2012
CARIS & COMPANY, INC.
July 27, 2001 - December 23, 2008
TRUIST SECURITIES, INC.
June 22, 1983 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LASALLE STREET CAPITAL MANAGEMENT, LLC
CRD#: 148365 / SEC#: 801-79235
Contact information
Red Flags
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