Michael C. Barela
Professional summary
Michael Christopher Barela, who also goes by Mike Barela, is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in Las Vegas, Nevada.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Christopher Barela's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2018 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 2, 2011 - January 24, 2018
ALPS DISTRIBUTORS, INC.
January 1, 1999 - December 31, 2009
CORDILLERA ASSET MANAGEMENT
January 26, 1990 - June 5, 1992
DAIN RAUSCHER INCORPORATED
January 23, 1990 - February 14, 1990
JJC SECURITIES CO., INC.
October 17, 1988 - February 6, 1990
HANIFEN, IMHOFF SECURITIES CORP.
September 1, 1988 - September 6, 1988
HANIFEN, IMHOFF SECURITIES CORP.
July 7, 1986 - October 17, 1988
HANIFEN, IMHOFF INC.
June 22, 1983 - July 11, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2022)
(7/25/2022)
(4/20/2018)
(8/3/2021)
(4/18/2018)
(4/18/2018)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(4/18/2018)
(4/18/2018)
(7/28/2022)
(7/28/2022)
(4/19/2022)
(7/11/2018)
(7/28/2022)
(7/25/2022)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(4/19/2022)
(4/30/2020)
(7/11/2018)
(4/20/2018)
(4/18/2018)
(7/28/2022)
(7/28/2022)
(7/11/2018)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(4/30/2020)
(4/18/2018)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(4/20/2018)
(7/28/2022)
(4/30/2020)
(4/18/2018)
(7/28/2022)
(7/28/2022)
(7/28/2022)
(4/18/2018)
(7/28/2022)
(7/28/2022)
(4/18/2018)
Exams
FINRA
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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