Douglas W. Schriner
Professional summary
Douglas Wayne Schriner was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas Wayne Schriner was a registered financial advisor .
Douglas is a previously registered financial advisor and started their career in finance in 1983. Douglas had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2008 - July 18, 2011
STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.
January 4, 1996 - May 17, 2011
HARRISON DOUGLAS, INC.
November 28, 1989 - November 1, 1995
CULLUM & SANDOW SECURITIES, INC.
June 22, 1983 - November 28, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.
CRD#: 142712 / SEC#:
Contact information
Red Flags
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