Victor K. Sagouspe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Kent Sagouspe, who also goes by Kent Sagouspe, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1983. Victor had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - October 1, 2024
SCF INVESTMENT ADVISORS, INC.
February 25, 2015 - October 1, 2024
SCF SECURITIES, INC.
March 6, 2012 - March 4, 2015
LPL FINANCIAL LLC
September 8, 2009 - March 4, 2015
LPL FINANCIAL LLC
March 21, 2002 - September 8, 2009
ASSOCIATED SECURITIES CORP.
September 3, 1996 - March 11, 2002
SUTRO & CO. INCORPORATED
May 14, 1992 - August 27, 1996
PRUDENTIAL EQUITY GROUP, LLC
February 25, 1985 - May 20, 1992
UBS FINANCIAL SERVICES INC.
October 20, 1983 - February 13, 1985
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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