Donald A. Shimer
Professional summary
Donald Albert Shimer JR is a registered financial professional currently at WOOD WARREN & CO. SECURITIES, LLC located in San Francisco, California.
Donald is registered as a RR (Registered Representative) and started their career in finance in 2005. Donald has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Albert Shimer JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2005 - Present
WOOD WARREN & CO. SECURITIES, LLC
Office #1: One Sansome Street, Suite 3500, San Francisco, CA 94104Office #2: One Sansome Street, Suite 3500, San Francisco, CA 94104State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/2005)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WOOD WARREN & CO. SECURITIES, LLC
CRD#: 136526 / SEC#: , 8-67024
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOOD WARREN & CO. LP | MEMBER | |
| POSTREL, HELENE BERSON | FINOP/CFO | 2240945 |
| SHIMER, DONALD ALBERT JR | PRINCIPAL | |
| WOOD, JAMES ROGER | CEO, CCO |
Red Flags
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