Martin L. Breger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Leroy Breger was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1983. Martin had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2007 - December 31, 2013
BREGER ASSET MANAGEMENT, INC
April 7, 2004 - April 26, 2007
LPL FINANCIAL LLC
August 24, 2000 - April 26, 2007
LPL FINANCIAL LLC
March 4, 1998 - August 23, 2000
SUNAMERICA SECURITIES, INC.
January 6, 1994 - March 9, 1998
STONEX SECURITIES INC.
November 5, 1993 - January 6, 1994
MARINER FINANCIAL SERVICES, INC.
October 2, 1992 - October 20, 1993
T.L. SMITH SECURITIES
October 27, 1987 - April 21, 1992
COORDINATED CAPITAL SECURITIES, INC.
June 20, 1985 - November 4, 1987
INVESTACORP, INC.
August 13, 1984 - June 20, 1985
TITAN/VALUE EQUITIES GROUP, INC.
July 30, 1984 - August 24, 1984
LIBERTY EQUITIES, INC.
June 22, 1983 - July 23, 1984
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BREGER ASSET MANAGEMENT, INC
CRD#: 142755 / SEC#:
Contact information
Red Flags
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