James L. Laughlin
Professional summary
James Lee Laughlin II, who also goes by Jim Laughlin II, Jim Laughlin, Jimbo Laughlin, Jimmy Laughlin, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 1983. James has worked at 7 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Lee Laughlin II's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 3, 2013 - February 21, 2014
CETERA WEALTH SERVICES, LLC
March 15, 2000 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
January 4, 1999 - March 2, 2000
OSAIC FA, INC.
November 26, 1993 - January 28, 1999
VOYA FINANCIAL PARTNERS, LLC
September 19, 1988 - August 18, 1993
F & G SECURITIES, INC.
June 21, 1983 - September 30, 1988
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2014)
(2/3/2014)
(2/3/2014)
(2/4/2014)
(2/3/2014)
(2/3/2014)
(2/3/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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