Michael Britt Busler | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Britt Busler, who also goes by Michael Royland Busler, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Michael Royland Busler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.SUNCOAST YMCA CITRUS MEMORIAL HEALTH FOUNDATION BRANCH, 4127 W NORVELL BRYANT HWY, LECANTO, FL, 1/2014 AS ADVISORY BOARD MEMBER TO HELP RAISE FUNDS FOR CAPITAL AND SCHOLARSHIPS. NIR - 4/MO - 4/TRADING. 2.ROTARY CLUB OF CENTRAL CITRUS COUNTY, BEVERLY HILLS, FL, 7/2012 AS BOARD MEMBER/OFFICER. NIR - 15/MO - 0/TRADING. 3.GOOD SHEPHERD LUTHERAN CHURCH, 439 E NORVELL BRYANT HWY, HERNANDO, FL, 1/2015 AS PRESIDENT OF THE CONGREGATION AND CHURCH COUNCIL. NIR - 4/MO - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 8, 2018 - December 31, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Inverness, FL

Past

February 1, 2018 - December 31, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Tampa, FL

Past

April 21, 2016 - November 1, 2017

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

INGLIS, FL

Past

April 21, 2016 - November 1, 2017

INVEST FINANCIAL CORPORATION

BD

CRD#: 12984

INGLIS, FL

Past

September 28, 2012 - April 21, 2016

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

INVERNESS, FL

Past

June 16, 2010 - December 12, 2011

RICHARD A. NORKUN & ASSOCIATES, LLC

RIA

CRD#: 126177

EAST HAMPTON, CT

Past

June 1, 2010 - April 21, 2016

FSC SECURITIES CORPORATION

BD

CRD#: 7461

INVERNESS, FL

Past

January 14, 2009 - March 5, 2010

WADDELL & REED

RIA

CRD#: 866

HAMDEN, CT

Past

January 9, 2009 - March 5, 2010

WADDELL & REED

BD

CRD#: 866

HAMDEN, CT

Past

August 8, 2001 - October 25, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WICHITA, KS

Past

September 21, 1993 - October 25, 2007

UBS FINANCIAL SERVICES INC.

BD

CRD#: 8174

WICHITA, KS

Past

June 24, 1983 - September 22, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 6/29/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 3

Date: 9/19/1995

National Commodity Futures Examination

General Industry/Product Exam

RR

Series 31

Date: 8/9/1993

Futures Managed Funds Examination

General Industry/Product Exam

RR

Series 7

Date: 6/18/1983

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 8

Date: 11/23/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael B. Busler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

FSC SECURITIES CORPORATION

RICHARD A. NORKUN & ASSOCIATES, LLC

FSC SECURITIES CORPORATION

WADDELL & REED

WADDELL & REED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/1994

Series 63

Date: 6/29/1983

SIE

Date: 10/1/2018

Series 3

Date: 9/19/1995

Series 31

Date: 8/9/1993

Series 7

Date: 6/18/1983

Series 8

Date: 11/23/1993

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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