ST
Scott A. Tilley
TRUIST ADVISORY SERVICES
HIGH POINT, NC 27260-5018
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CRD#: 1139070
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Professional summary
Scott Allen Tilley, AIF® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in High Point, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in High Point, North Carolina.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HIGH POINT ECONOMIC DEVELOPMENT CORPORATION POSITION: Director NATURE: The HPEDC is charged with attraction, recruiting and helping further develop businesses in and to High Point NC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2018 ADDRESS: 211 S. Hamilton St, High Point NC 27260 BUSINESS HIGH POINT CHAMBER OF COMMERCE POSITION: Director - Immediate Past Chair NATURE: BHPI is the Chamber of Commerce in High Point NC, serving the needs of the business community in High Point in multiple ways. As a Board member I provide input and approve the functions of BHPI. Activities of BHPI include ideas on projects designed to transform High Point such as improvement of our Library Plaza, the creation of an Entrepreneurial Center, and support for the Downtown Baseball Stadium project. The Chamber focuses on Educational issues, Workforce Development, Member Services and Government Relations. Website for organization is www.bhpchamber.org. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2018 ADDRESS: 1634 N Main St, High Point NC 27262 HIGH POINT DOWNTOWN STADIUM FOUNDATION AND HIGH POINT BASEBALL INC. POSITION: Director of Downtown Stadium Foundation and Chairman of the Board of High Point Baseball Inc. NATURE: The Foundation owns and runs the Atlantic League Professional baseball team in High Point. The Foundation is also responsible for the leasing and management of the Downtown Stadium which is currently under construction. The stadium is owned by the City of High Point but under lease by the Foundation. High Point Baseball Inc. runs the operations of the High Point Rockers, an Atlantic League Baseball Team. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 06/04/2018 ADDRESS: High Point NC, United States DESCRIPTION: Monthly Board meeting where input, leadership and votes are provided as to the direction of the team and use of the stadium. Limited day to day responsibility as a full time Team President, Pete Fisch, runs the team. ATLANTIC LEAGUE OF PROFESSIONAL BASEBALL POSITION: Director NATURE: As an already Truist approved member of the Board High Point Baseball Inc which owns the High Point Rockers, I have been nominated and approved to serve on the Board of the Atlantic League representing the High Point Rockers. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/10/2024 ADDRESS: Lancaster PA, United States DESCRIPTION: Represent the High Point Rockers organization in making decisions for the Atlantic League of Professional Baseball.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Allen Tilley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 620 N Main St Fl 2, High Point, NC 27260-5018RIA
CRD#: 283390
HIGH POINT, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 620 N Main St Fl 2, High Point, NC 27262BD
CRD#: 17499
High Point, NC
Past
May 8, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
May 8, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
May 2, 2002 - June 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HIGH POINT, NC
Past
August 24, 2000 - June 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HIGH POINT, NC
Past
May 5, 1999 - September 8, 2000
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
March 10, 1995 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
RICHMOND, VA
Past
February 24, 1992 - April 26, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
September 20, 1988 - March 23, 1992
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(12/5/2022)
RR
Connecticut(12/7/2022)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Kentucky(12/12/2022)
RR
Maine(12/8/2022)
RR
Maryland(11/23/2022)
RR
Minnesota(2/1/2023)
RR
Missouri(12/7/2022)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
IAR
North Carolina(2/17/2021)
RR
Ohio(5/18/2022)
RR
South Carolina(2/17/2021)
RR
Tennessee(11/9/2022)
RR
Texas(2/17/2021)
IAR
Texas(4/15/2021)
RR
Virginia(2/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390High Point, NC 27260-5018TRUST BUT VERIFY
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