CR
Cathy A. Reinhardt
INTELLICENTS INVESTMENT SOLUTIONS
LAWRENCE, KS 66044
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CRD#: 1138937
CR
Professional summary
Cathy Ann Reinhardt, CFP® is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Lawrence, Kansas and MUTUAL SECURITIES, INC. located in Lawrence, Kansas.
Cathy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Cathy has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Cathy Reinhardt, JD., Start Date: 04/15/1983, 211 E. 8th St., Ste. E, Lawrence, KS 66044, Sole Proprietorship, Practice of Law, Owner, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 2. intellicents investment solutions, inc., Start Date: 8/2/2021, 211 E. 8th St., Suite E, Lawrence, KS 66044, Corporation, Comprehensive Financial Planning, Investment Advisor, Investment Related, 250 hours per month, 6.5 hours per day during trading hours. 3. Cathy Reinhardt, Start Date: 8/2/2021, 211 E. 8th St., Ste. E, Lawrence, KS 66044, Sole Proprietorship, Insurance agent for life, disability, and long-term care insurance, owner, Investment Related, 2 hours per month, 0 hours per day during trading hours. 4. Kansas University Endowment Association, Start Date: 10/20/2017, 1891 Constant Ave., Lawrence, KS 66047, Non Profit Organization, Trustee, Not Investment Related, 1 hour per month, 0 hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Cathy Ann Reinhardt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
August 2, 2021 - Present
INTELLICENTS INVESTMENT SOLUTIONS INC
Office #1: 211 East 8th Street, Lawrence, KS 66044RIA
CRD#: 107498
LAWRENCE, KS
Current
July 30, 2021 - Present
MUTUAL SECURITIES, INC.
Office #1: 211 E 8th St. Ste. E, Lawrence, KS 66049BD
CRD#: 13092
Lawrence, KS
Past
July 1, 1999 - August 2, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LAWRENCE, KS
Past
August 6, 1992 - July 30, 2021
REINHARDT FINANCIAL SERVICES INC
RIA
CRD#: 107083
LAWRENCE, KS
Past
August 5, 1991 - April 9, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
April 26, 1990 - July 1, 1999
ENERIC FINANCIAL SERVICES, INC.
BD
CRD#: 11761
FAIRFIELD, IA
Past
August 25, 1989 - April 30, 1990
FIRST AFFILIATED SECURITIES
BD
CRD#: 23737
LA JOLLA, CA
Past
May 13, 1987 - August 25, 1989
PFG SECURITIES, INC.
BD
CRD#: 15401
Past
December 19, 1986 - May 26, 1987
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
October 4, 1984 - December 26, 1986
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Past
July 26, 1983 - October 12, 1984
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/15/2024)
RR
Arizona(7/30/2021)
RR
Arkansas(7/30/2021)
RR
California(8/2/2021)
RR
Colorado(7/30/2021)
RR
District of Columbia(7/30/2021)
RR
Florida(7/30/2021)
RR
Georgia(7/30/2021)
RR
Illinois(8/6/2021)
RR
Indiana(8/3/2021)
RR
Iowa(7/30/2021)
RR
Kansas(7/30/2021)
IAR
Kansas(8/2/2021)
RR
Kentucky(7/30/2021)
RR
Maine(8/2/2021)
RR
Maryland(7/30/2021)
RR
Massachusetts(7/30/2021)
RR
Michigan(7/30/2021)
RR
Minnesota(8/12/2021)
RR
Missouri(7/30/2021)
RR
Montana(8/2/2021)
RR
Nebraska(7/30/2021)
RR
New Hampshire(7/30/2021)
RR
New Jersey(7/30/2021)
RR
New Mexico(7/30/2021)
RR
New York(7/30/2021)
RR
North Carolina(7/30/2021)
RR
Ohio(7/30/2021)
RR
Oklahoma(7/30/2021)
RR
Oregon(7/30/2021)
RR
Pennsylvania(3/22/2024)
RR
Rhode Island(7/30/2021)
RR
South Carolina(8/4/2021)
RR
Tennessee(7/30/2021)
RR
Texas(7/30/2021)
RR
Utah(7/30/2021)
RR
Vermont(9/9/2025)
RR
Virginia(7/30/2021)
RR
Washington(7/30/2021)
RR
West Virginia(7/30/2021)
RR
Wisconsin(7/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
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Contact information
Main Address
100 North Broadway, Albert Lea, MN 56007
Mailing Address
Phone number
(507) 377-2919
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,103 |
| AUM (Assets Under Management) | $ 7,362,137,726 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
