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AS

Abram J. Silver

KENSINGTON CAPITAL
Brooklyn, NY 11219
Some features on this profile are disabled
CRD#: 1137930
AS

Professional summary


Abram Joseph Silver is a registered financial professional currently at KENSINGTON CAPITAL CORP. located in Brooklyn, New York.

Abram is registered as a RR (Registered Representative) and started their career in finance in 1983. Abram has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Abram Joseph Silver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 9, 1983 - Present

KENSINGTON CAPITAL CORP.

Office #1: 4910 13th Avenue, Brooklyn, NY 11219Office #2: 4910 13th Ave., Brooklyn, NY 11219-3100
BD
CRD#: 1742
Brooklyn, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/22/1999)
RR
New Jersey
(1/18/2024)
RR
New York
(7/16/2002)

Exams


State Security Law Exam
RR
Series 63
Date: 9/11/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KC
KENSINGTON CAPITAL CORP.
CAPITAL RESOURCE PLANNING | THEMUNIBROKER.COM | THEEQUITYBROKER.COM | THEDEDICATEDBROKER.COM | KENSINGTON CAPITAL CORP.

CRD#: 1742 / SEC#: , 8-28301

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
4910 13th Ave., Brooklyn, NY 11219-3100
Mailing Address
4910 13th Ave., Brooklyn, NY 11219-3100
Phone number
(718) 436-2111
Established
New York since 06/12/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SILVER, MOSES MCFO2276798
SILVER, MOSES MCHIEF AML OFFICER2276798
SILVER, MOSES MCHIEF EXECUTIVE OFFICER2276798
SIMON, STUARTOPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER2802977
SIMON, STUARTOPTIOS PRINCIPAL2802977
SILVER, ABRAM JOSEPHOWNER1137930
CIANTRO, PHILIP GERARDFINOP2350685
LEDERMAN, ELISHEVA MICHELLEOPTIONS PRINCIPAL, EXECUTIVE REPRESENTATIVE2596584

Disclosures


Regulatory Event9
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KENSINGTON CAPITAL CORP.

CRD#: 1742Brooklyn, NY 11219

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