Pamela N. Mcwhorter
NFSG
SMITHFIELD, VA 23430
Some features on this profile are disabled
CRD#: 1137851
Professional summary
Pamela Nisbet Mcwhorter, AIF®, who also goes by Pamela M Hurley, Pam Mc Whorter, Pamela Nisbet Mc Whorter, Pamela N Mcwhorter, Pamela Nisbet Mcwhorter, Pamela N Mcwhorter-libby, is a registered financial advisor currently at NFSG CORPORATION located in Smithfield, Virginia and NEWBRIDGE SECURITIES CORPORATION located in Smithfield, Virginia.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Pamela has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela M Hurley | Pam Mc Whorter | Pamela Nisbet Mc Whorter | Pamela N Mcwhorter | Pamela Nisbet Mcwhorter | Pamela N Mcwhorter-Libby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PAMELA MCWHORTER INSURANCE - 1995 SUFFOLK, VA - ONGOING - LIFE INSURANCE, LONG TERM CARE - 10% OF TIME 2) VIRGINIA MEDICAL FREEDOM ALIANCE, INC. - 504/C THAT IS ACTIVE ORGANIZING AROUND MEDICAL LEGISLATION AND TOPICS AFFECTING CHILDREN AND YOUNG ADULTS. - NOT INVESTMENT RELATED - 06/2024 ADVISORY BOARD MEMBER - CHARITY ZOOM CALLS AT HOME OR MEETING IN RICHMOND, VA - AFTER HOURS 1 to 2 TIMES MONTHLY
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Nisbet Mcwhorter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 23, 2024 - Present
NFSG CORPORATION
Office #1: 319-c Main Street Suite 105, Smithfield, VA 23430RIA
CRD#: 130814
SMITHFIELD, VA
Current
May 10, 2024 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 319-c Main Street Suite 105, Smithfield, VA 23430BD
CRD#: 104065
SMITHFIELD, VA
Past
February 1, 2018 - April 1, 2024
EDWARD JONES
RIA
CRD#: 250
Suffolk, VA
Past
January 31, 2018 - April 1, 2024
EDWARD JONES
BD
CRD#: 250
Suffolk, VA
Past
July 1, 2003 - February 1, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
VIRGINIA BEACH, VA
Past
July 1, 2003 - February 1, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
VIRGINIA BEACH, VA
Past
August 28, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
VIRGINIA BEACH, VA
Past
October 21, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
February 12, 1985 - October 25, 1994
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
October 12, 1984 - January 18, 1985
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
Past
September 23, 1983 - June 11, 1984
BSI HOLDINGS, INC.
BD
CRD#: 13751
Past
July 14, 1983 - August 17, 1983
ANDERSON & STRUDWICK, INCORPORATED
BD
CRD#: 48
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/7/2024)
RR
California(6/11/2024)
RR
Connecticut(6/13/2024)
RR
Florida(7/3/2024)
RR
Georgia(6/20/2024)
RR
Iowa(6/17/2024)
RR
New Jersey(6/7/2024)
RR
North Carolina(6/28/2024)
RR
Pennsylvania(6/28/2024)
RR
South Carolina(6/4/2024)
RR
Tennessee(6/13/2024)
RR
Texas(7/3/2024)
RR
Virginia(5/23/2024)
IAR
Virginia(5/23/2024)
RR
Washington(7/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
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Company Information
NFSG CORPORATION
CRD#: 130814Smithfield, VA 23430TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
