Bennett Leace
Professional summary
Bennett Leace is a registered financial advisor currently at ALLSTATE FINANCIAL SERVICES, LLC located in Coconut Creek, Florida.
Bennett is registered as a RR (Registered Representative) and started their career in finance in 1983. Bennett has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bennett Leace's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2010 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 6516 N State Road 7, Coconut Creek, FL 33073-3623February 19, 2008 - October 20, 2008
AST INVESTMENT SERVICES, INC.
February 15, 2008 - October 20, 2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 4, 2003 - March 6, 2008
PRUCO SECURITIES, LLC.
August 14, 2001 - March 6, 2008
PRUCO SECURITIES, LLC.
March 26, 2001 - August 13, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 29, 2000 - February 2, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
April 26, 1999 - August 31, 2000
PARK AVENUE SECURITIES LLC
May 19, 1983 - April 7, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2010)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Coconut Creek, FL 33073-3623TRUST BUT VERIFY
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