Thomas F. Katovitz
Professional summary
Thomas Francis Katovitz, who also goes by Tom Katovitz, is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Hauppauge, New York and LEBENTHAL FINANCIAL SERVICES, INC. located in Hauppauge, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Francis Katovitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2021 - Present
LEBENTHAL GLOBAL ADVISORS, LLC
Office #1: 200 Parkway Drive South Suite 200, Hauppauge, NY 11788January 23, 2013 - Present
LEBENTHAL FINANCIAL SERVICES, INC.
Office #1: 200 Parkway Drive South Suite 200, Hauppauge, NY 11788May 5, 2005 - February 22, 2012
FM PARTNERS HOLDINGS LLC
February 4, 2003 - May 10, 2005
LAZARD FRERES & CO. LLC
December 21, 1983 - February 7, 2003
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2013)
(7/31/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/24/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,279 |
| AUM (Assets Under Management) | $ 819,985,389 |
Red Flags
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